James D. Cavner
Professional summary
James Dennis Cavner is a registered financial advisor currently at CAVNER SOCIAL ENTERPRISES, LLC located in Austin, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Dennis Cavner's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2015 - Present
CAVNER SOCIAL ENTERPRISES, LLC
Office #1: 3904 Petra Path, Austin, TX 78731October 30, 2001 - February 9, 2018
M HOLDINGS SECURITIES, INC.
October 30, 2001 - February 9, 2018
M HOLDINGS SECURITIES, INC.
July 1, 1992 - October 31, 2001
MUTUAL SERVICE CORPORATION
December 5, 1986 - July 1, 1992
KAVANAUGH SECURITIES, INC.
July 5, 1985 - February 26, 1988
KENTOR WAXMAN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2015)
Exams
Current Firm
CAVNER SOCIAL ENTERPRISES, LLC
CRD#: 173606 / SEC#:
Contact information
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