AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TH

Thomas Ray Hindelang

CRD# 1355114·Registered 1985 - 2013
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Ray Hindelang, who also goes by Thomas Hindelang, Tom Hindelang, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1985 - 2013. Thomas had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Hindelang, Tom Hindelang

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

41 years in the financial services industry

Current & Past Employments

RESOURCE HORIZONS GROUP LLC·CRD# 104368
BD
Gilbert, AZ
August 5, 2009 - December 31, 2013
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Gilbert, AZ
January 21, 2009 - July 7, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Chandler, AZ
January 1, 2008 - January 26, 2009
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Chandler, AZ
July 23, 2004 - January 3, 2008
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
February 11, 2003 - July 28, 2004
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Mesa, AZ
February 7, 2002 - February 12, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
December 14, 2001 - February 12, 2003
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
January 12, 1995 - May 23, 2001
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
June 6, 1985 - December 31, 1989
AMERICAN CAPITAL MARKETING, INC.·CRD# 6699
BD
June 6, 1985 - January 12, 1995

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

RH
RESOURCE HORIZONS GROUP LLC

BENEFIT PLANNING ADVISORS, INC. | WEALTH ADVISORY SERVICES | SEQUOYAH PLANNING CORPORATION | RESOURCE HORIZONS GROUP, L.L.C. | RESOURCE HORIZONS GROUP LLC | GM FINANCIAL PLANNING INC. | DM FINANCIAL PLANNING | BENEFIT PLANNING OF CALIFORNIA | BENEFIT PLANNING INC.

CRD#: 104368 / SEC#: 8-52830
BD
Terminated by SEC on 01/23/2015

Contact Information

Established

Delaware since 05/16/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RESOURCE HORIZONS HOLDING COMPANYSHAREHOLDER—
FANNON, EILEEN MARIEFINOP, CFO4534618
MILLER, DAVID KEITHCOMPLIANCE OFFICER728491
MILLER, DAVID KEITHCEO/MUNICPAL SECURITIES PRINCIPAL728491
MILLER, KELLY STOLTEPRESIDENT/CROP/SROP1336841
TEDBALL, LAURA ANNECHIEF COMPLIANCE OFFICER4815741

Disclosures

Regulatory Event

5

Arbitration

3

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1985About the Series 6 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
TH
Follow Thomas
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required