Thomas R. Hindelang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ray Hindelang, who also goes by Thomas Hindelang, Tom Hindelang, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - December 31, 2013
RESOURCE HORIZONS GROUP LLC
January 21, 2009 - July 7, 2009
CADARET, GRANT & CO., INC.
January 1, 2008 - January 26, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 23, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
February 11, 2003 - July 28, 2004
AMERIPRISE ADVISOR SERVICES, INC.
February 7, 2002 - February 12, 2003
BANC ONE SECURITIES CORPORATION
December 14, 2001 - February 12, 2003
BANC ONE SECURITIES CORPORATION
January 12, 1995 - May 23, 2001
INVESCO CAPITAL MARKETS, INC.
June 6, 1985 - December 31, 1989
ADVANTAGE CAPITAL CORPORATION
June 6, 1985 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS GROUP LLC
CRD#: 104368 / SEC#: , 8-52830
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
