Gregory C. Staub

PSI CAPITAL MANAGEMENT

HANOVER, PA 17331

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CRD#: 1355080

Professional summary

Gregory Cyril Staub is a registered financial advisor currently at PSI CAPITAL MANAGEMENT located in Hanover, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gregory has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Cyril Staub's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2018 - Present

PSI CAPITAL MANAGEMENT

Office #1: 195 Stock Street Suite 124, Hanover, PA 17331Office #2: 107 N Front Street Suite 112, Harrisburg, PA 17101

RIA

CRD#: 117105

HANOVER, PA

Past

October 23, 2012 - June 1, 2018

PILOT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 123088

HANOVER, PA

Past

June 5, 1986 - May 8, 1987

EXETER SECURITIES CORPORATION

CRD#: 16543

Past

May 22, 1985 - June 10, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/16/2018)

IAR

Texas
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Current Firm

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

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Contact information

Main Address

147 North Shippen Street, Lancaster, PA 17602

Mailing Address

Phone number

(717) 207-7123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PSI CAPITAL MANAGEMENT WRAP PROGRAM APPENDIX 1 WRAP FEE BROCHURE (3/27/2025)

PSI CAPITAL MANAGEMENT PART 2A DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,344
AUM (Assets Under Management)	$ 348,126,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory C. Staub

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Cyril Staub's CRS (Customer Relationship Summary).

Certified licenses

Experience

PSI CAPITAL MANAGEMENT

PILOT CAPITAL MANAGEMENT, INC.

EXETER SECURITIES CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

Primary Firm SEC Registration

PSI CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/1991

Series 63

Date: 4/29/1985

Series 7

Date: 5/18/1985

Current Firm

PSI CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PSI CAPITAL MANAGEMENT

TRUST BUT VERIFY

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