Craig M. Goldstone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Mitchell Goldstone was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1985. Craig had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2019 - December 5, 2023
GP NURMENKARI INC.
December 11, 2012 - December 31, 2017
AXIOM CAPITAL MANAGEMENT, INC.
April 3, 2006 - June 8, 2011
OPPENHEIMER & CO. INC.
January 3, 2003 - June 8, 2011
OPPENHEIMER & CO. INC.
January 31, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
January 3, 1995 - February 7, 2000
UBS FINANCIAL SERVICES INC.
May 3, 1991 - January 25, 1995
LEHMAN BROTHERS INC.
September 6, 1990 - May 10, 1991
AXIOM CAPITAL MANAGEMENT, INC.
December 14, 1988 - October 3, 1990
CAPITAL HILL GROUP, INC.
October 16, 1986 - December 20, 1988
J.P. MORGAN SECURITIES LLC
May 29, 1985 - March 3, 1986
MORGAN STANLEY DW INC.
March 21, 1985 - April 29, 1985
GENESIS CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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