Paul R. Essi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Russell Essi was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2021 - July 23, 2024
WILLIAM K. WOODRUFF & CO., LLC
June 28, 1999 - August 22, 2000
PACIFIC AMERICAN SECURITIES, LLC
December 1, 1998 - June 28, 1999
ZA ASSOCIATES, INC.
October 30, 1990 - December 2, 1998
VANGUARD CAPITAL
July 21, 1988 - August 24, 1990
A. G. EDWARDS & SONS, INC.
September 21, 1987 - July 6, 1988
NATIXIS SECURITIES AMERICAS LLC
June 25, 1986 - July 20, 1987
WILLIAM K. WOODRUFF & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/22/2022
General Securities Representative ExaminationCurrent Firm
WILLIAM K. WOODRUFF & CO., LLC
CRD#: 313177 / SEC#: , 8-70679
Contact information
Documents
Red Flags
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