Robert E. Davis
Professional summary
Robert Edward Davis JR is a registered financial professional currently at TRITON PACIFIC CAPITAL, LLC located in Newport Beach, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 63, Series 22TO, Series 99TO, SIE, Series 7, Series 39, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Davis JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 1996 - Present
TRITON PACIFIC CAPITAL, LLC
Office #2: 1979 Port Locksleigh Place, Newport Beach, CA 92660January 1, 1996 - October 14, 1996
DEMOPOLIS CAPITAL INC.
August 5, 1992 - January 25, 1994
INTERFIRST CAPITAL CORPORATION
July 20, 1989 - September 13, 1990
MORGAN STANLEY & CO. LLC
December 11, 1987 - July 8, 1989
C&W REALTY CAPITAL CORPORATION
March 26, 1986 - September 6, 1986
MARCUS & MILLICHAP CAPITAL CORPORATION
April 24, 1985 - September 10, 1985
VMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/1997)
(6/18/1999)
(11/19/2012)
(5/12/1999)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRITON PACIFIC CAPITAL, LLC
CRD#: 40817 / SEC#: , 8-49205
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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