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RM

Raymond P. Murphy

DECHEQUE SECURITIES LLC
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 1354760
RM

Professional summary

Raymond Paul Murphy, who also goes by Raymond P Murphy, is a registered financial professional currently at DECHEQUE SECURITIES LLC located in Salt Lake City, Utah.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 1985. Raymond has worked at 14 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raymond P Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Paul Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2022 - Present

DECHEQUE SECURITIES LLC

Office #1: 353 W Pierpont Ave, Salt Lake City, UT 84101
BD
CRD#: 311020
Salt Lake City, UT
Past

September 13, 2021 - August 12, 2022

BROAD STREET CAPITAL MARKETS, LLC

BD
CRD#: 104026
HOLMDEL, NJ
Past

June 3, 2011 - March 14, 2014

FURTHER LANE SECURITIES, L.P.

BD
CRD#: 38162
NEW YORK, NY
Past

March 16, 2010 - August 27, 2010

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY
Past

December 6, 2004 - January 25, 2010

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
WEST PALM BEACH, FL
Past

February 3, 2003 - December 1, 2004

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

August 30, 2001 - February 3, 2003

SERVICE ASSET MANAGEMENT COMPANY

BD
CRD#: 47157
AUSTIN, TX
Past

December 11, 2000 - July 30, 2001

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

March 27, 1997 - August 8, 1997

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

January 16, 1997 - March 5, 1997

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
ISELIN, NJ
Past

May 11, 1996 - January 2, 1997

TAGLICH BROTHERS, INC.

BD
CRD#: 29102
COLD SPRING HARBOR, NY
Past

November 10, 1993 - March 7, 1996

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

October 6, 1989 - March 7, 1996

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

May 28, 1986 - June 12, 1987

MINT BROKERS

BD
CRD#: 13681
Past

June 18, 1985 - April 3, 1986

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/25/2022)
RR
Connecticut
(10/25/2022)
RR
Delaware
(12/7/2023)
RR
Florida
(12/15/2022)
RR
New York
(8/18/2022)
RR
Texas
(11/9/2022)
RR
Utah
(10/25/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/24/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DECHEQUE SECURITIES LLC
DECHEQUE SECURITIES LLC | VELVET MARKETS

CRD#: 311020 / SEC#: , 8-70602

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Mailing Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Phone number
(805) 432-0320
Established
Utah since 09/04/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DECHEQUE INC.OWNER
DOLEZAL, PETER MARTINCHIEF COMPLIANCE OFFICER4119021
FELDMAN, RICHARD MARKFINOP2273453
TARTONI, JOSEPH BEREAUPRESIDENT/CEO4871500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECHEQUE SECURITIES LLC

CRD#: 311020Salt Lake City, UT 84101

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