David A. Marrone

FINANCIAL SYNERGY

CHAMPAIGN, IL 61822-8932

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CRD#: 1354715

Professional summary

David Allen Marrone, who also goes by David A Marrone, is a registered financial advisor currently at FINANCIAL SYNERGY, INC. located in Champaign, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Marrone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MRT GROUP MODEL RESPONSE GROUP, MARKETING AND NETWORKING PROFESSIONAL GROUP, INVESTMENT-RELATED. 2. SELLING EQUITY INDEXED ANNUITIES, ANNUAL INCOME $62,000, INVESTMENT RELATED. 3. NOTARY PUBLIC, NOTARIZING DOCUMENTATION, NO ANNUAL INCOME, NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Marrone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 1997 - Present

FINANCIAL SYNERGY, INC.

Office #1: 2110 Clearlake Blvd. Suite 101, Champaign, IL 61822-8932

RIA

CRD#: 122622

CHAMPAIGN, IL

Past

May 21, 2003 - October 18, 2007

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

CHAMPAIGN, IL

Past

July 6, 1992 - October 18, 2007

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

CHAMPAIGN, IL

Past

December 16, 1988 - July 6, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

April 4, 1985 - November 2, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

April 4, 1985 - November 2, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/15/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/1995

General Securities Principal Examination

Current Firm

FINANCIAL SYNERGY, INC.

CRD#: 122622 / SEC#:

Illinois

Registered Investment Advisory firm - (9/15/1994 Approved)

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Contact information

Main Address

Seymour, IL

Mailing Address

Po Box 230940, Las Vegas, NV 89105-0940

Phone number

(217) 621-9010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 6,600,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Marrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Marrone's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SYNERGY, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

KAVANAUGH SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/1986

Series 7

Date: 9/20/1986

Series 6

Date: 4/3/1985

Series 24

Date: 3/22/1995

Current Firm

FINANCIAL SYNERGY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SYNERGY, INC.

TRUST BUT VERIFY

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