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GM

Gerard T. Mayerhofer

BLUEFIN CAPITAL MANAGEMENT
New York, NY 10010
Some features on this profile are disabled
CRD#: 1354612
GM

Professional summary

Gerard Thomas Mayerhofer, who also goes by Gerard T Mayerhofer, Gerard Mayerhofer, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 1988. Gerard has worked at 11 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gerard T Mayerhofer | Gerard Mayerhofer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Thomas Mayerhofer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2024 - Present

BLUEFIN CAPITAL MANAGEMENT, LLC

Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010
BD
CRD#: 113892
New York, NY
Past

September 30, 2022 - November 9, 2023

SUMMIT SECURITIES GROUP LLC

BD
CRD#: 159283
NEW YORK, NY
Past

January 3, 2018 - June 24, 2021

SEA OTTER SECURITIES GROUP LLC

BD
CRD#: 171630
NEW YORK, NY
Past

April 6, 2016 - August 21, 2017

ARXIS SECURITIES LLC

BD
CRD#: 172506
NEW YORK, NY
Past

November 19, 2008 - January 21, 2010

JANE STREET TRADING, LLC

BD
CRD#: 103790
NEW YORK, NY
Past

November 19, 2008 - April 1, 2016

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
NEW YORK, NY
Past

July 5, 2006 - September 7, 2007

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 15, 2002 - January 6, 2006

SIG INDEX SPECIALISTS, LLC

BD
CRD#: 120014
NEW YORK, NY
Past

July 15, 1994 - June 8, 2006

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

June 4, 1993 - October 29, 2004

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

July 22, 1988 - April 19, 1989

SIG SPECIALISTS, INC.

BD
CRD#: 21831

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 2/18/1993
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm

BC
BLUEFIN CAPITAL MANAGEMENT, LLC
BLUEFIN CAPITAL MANAGEMENT, LLC | BLUEFIN TRADING, LLC

CRD#: 113892 / SEC#: , 8-53382

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
41 Madison Avenue 36th Floor, New York, NY 10010
Mailing Address
41 Madison Avenue 36th Floor, New York, NY 10010
Phone number
(212) 457-9150
Established
New York since 05/07/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEFIN HOLDINGS II, L.P.SOLE MEMBER
CHAN, BERTRAND KERWINMANAGER2838159
DUQUETTE, ARTHUR JAMESMANAGER3158046
JACOBUS, JEFFREY ACHIEF COMPLIANCE OFFICER2731296
KOLE, MICHAEL HOWARDCFO/ FINOP4854378
KRAMER, SCOTT MATTHEWMANAGER4422410
ZAVILEVICH, GENNADYMANAGER4071735

Disclosures

Regulatory Event18

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUEFIN CAPITAL MANAGEMENT, LLC

CRD#: 113892New York, NY 10010

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