Donald B. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Bruce Walsh, who also goes by Donnie Walsh, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - March 17, 2009
INVESTORS SECURITY COMPANY, INC.
December 18, 2006 - March 6, 2008
1717 CAPITAL MANAGEMENT COMPANY
May 25, 2005 - January 5, 2007
SIGNATOR INVESTORS, INC.
January 23, 2002 - September 29, 2003
METROPOLITAN LIFE INSURANCE COMPANY
January 23, 2002 - September 29, 2003
MSI FINANCIAL SERVICES, INC.
December 16, 1998 - February 5, 2002
SIGNATOR INVESTORS, INC.
April 3, 1992 - November 30, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 3, 1992 - November 30, 1998
OSAIC FA, INC.
December 6, 1991 - March 16, 1992
FORTH FINANCIAL SECURITIES, CORPORATION
October 7, 1988 - December 31, 1989
VOYA FINANCIAL ADVISORS, INC.
August 30, 1988 - December 21, 1992
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
April 26, 1985 - July 6, 1988
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS SECURITY COMPANY, INC.
CRD#: 2331 / SEC#: 801-57968, 8-12111
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLLOWAY, CHRISTOPHER MATTHEW | PRESIDENT/CHIEF COMPLIANCE OFFICER | 3124769 |
Disclosures
| Regulatory Event | 16 |
| Civil Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
