Mark I. Lev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Ira Lev, who also goes by Mark I Lev, Mark I Lew, Mark Ira Lew, Mark L Lew, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2012 - February 26, 2014
AMERICAN CAPITAL PARTNERS, LLC
February 8, 2012 - June 27, 2012
BRADLEY WOODS & CO. LTD.
December 16, 2008 - January 31, 2012
SANDGRAIN SECURITIES LLC
August 24, 2004 - December 17, 2008
WESTPARK CAPITAL, INC.
September 11, 2002 - August 18, 2004
J.P. TURNER & COMPANY, L.L.C.
August 26, 2002 - September 3, 2002
LLOYD, SCOTT & VALENTI, LTD.
April 27, 2001 - September 9, 2002
KSH INVESTMENT GROUP, INC.
August 10, 2000 - April 5, 2001
STARR SECURITIES, INC.
January 6, 1999 - August 25, 2000
M.S. FARRELL & COMPANY, INC.
July 5, 1995 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
April 26, 1988 - May 11, 1990
GLOBAL CAPITAL SECURITIES, INC.
April 25, 1985 - April 5, 1988
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
