Jeffery W. Masters

GATEWAY WEALTH PARTNERS

Sumterville, FL

Some features on this profile are disabled

CRD#: 1354372

Professional summary

Jeffery Wilson Masters, who also goes by Jeff Masters, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Sumterville, Florida and LPL FINANCIAL LLC located in Sumterville, Florida.

Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jeffery has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 3 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Masters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Wilson Masters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2026 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Sumterville, FL

Current

July 3, 2003 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

SUMTERVILLE, FL

Past

October 5, 2018 - February 24, 2026

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA

CRD#: 168267

Sumterville, FL

Past

July 7, 2016 - July 12, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

FT. LAUDERDALE, FL

Past

August 23, 2011 - October 8, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

FT LAUDERDALE, FL

Past

March 26, 1997 - June 16, 2003

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

FT. LAUDERDALE, FL

Past

March 17, 1997 - June 16, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

June 22, 1989 - January 11, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/3/2003)

IAR

Florida
(2/26/2026)

Georgia
(11/25/2015)

Kentucky
(2/5/2019)

Maine
(12/10/2020)

Nevada
(3/28/2022)

North Carolina
(8/13/2012)

Ohio
(9/10/2025)

Pennsylvania
(8/29/2019)

Tennessee
(1/12/2026)

Texas
(10/29/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/14/1997

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 4/15/1985

National Commodity Futures Examination

Principal/Supervisory Exam

Series 26

Date: 1/12/2007

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffery W. Masters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Wilson Masters's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2011

Series 63

Date: 7/21/1989

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2007

Series 6

Date: 3/14/1997

Series 3

Date: 4/15/1985

Series 26

Date: 1/12/2007

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors