Richard F. Bringardner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Francis Bringardner was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2020 - August 30, 2021
IAMS WEALTH MANAGEMENT, LLC
March 19, 2001 - July 16, 2002
PARK AVENUE SECURITIES LLC
December 17, 1999 - March 5, 2001
HORNOR, TOWNSEND & KENT, LLC
October 15, 1993 - January 27, 2000
VOYA FINANCIAL PARTNERS, LLC
October 11, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 16, 1985 - May 21, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 30, 1985 - December 14, 1998
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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