Neil Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Hamilton was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1985. Neil had worked at 11 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2012 - October 10, 2013
WRP INVESTMENTS, INC.
December 9, 2010 - January 3, 2012
NYLIFE SECURITIES LLC
April 18, 2005 - May 20, 2010
MML INVESTORS SERVICES, LLC
April 19, 2004 - January 11, 2005
NEW ENGLAND SECURITIES
April 14, 2003 - February 23, 2004
METROPOLITAN LIFE INSURANCE COMPANY
April 14, 2003 - February 23, 2004
MSI FINANCIAL SERVICES, INC.
July 3, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
October 28, 1998 - May 30, 2000
RICHARD B. VANCE & COMPANY
March 27, 1995 - November 4, 1998
NATIONWIDE FUND DISTRIBUTORS LLC
June 30, 1994 - March 27, 1995
NATIONAL PLANNING CORPORATION
April 1, 1985 - June 2, 1994
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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