Delroy A. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delroy Anthony Bryan was a registered financial professional .
Delroy is a previously registered financial professional and started their career in finance in 1985. Delroy had worked at 8 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2004 - February 17, 2005
STUART SECURITIES CORP.
January 11, 1995 - April 10, 1997
JARON EQUITIES CORP.
May 17, 1994 - January 3, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 4, 1988 - May 24, 1994
CITISTREET EQUITIES LLC
February 3, 1988 - January 21, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
February 3, 1988 - November 16, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 7, 1985 - November 24, 1987
WADDELL & REED
May 1, 1985 - July 1, 1985
FINANCIAL CAPITAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STUART SECURITIES CORP.
CRD#: 47076 / SEC#: , 8-51666
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STUART FINANCIAL CORP. | OWNER | |
| TONNER, KELVIN GORDON | CCO, SECRETARY & TREASURER | 4525875 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
