Richard M. Linz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Myles Linz was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1986. Richard had worked at 20 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2002 - October 24, 2003
AFFILIATED FUNDING CORP.
April 13, 2000 - June 12, 2000
FIRST MADISON SECURITIES, INC.
March 3, 1998 - March 21, 2000
BAXTER BANKS & SMITH, LTD.
December 5, 1997 - March 3, 1998
WOODSTOCK FINANCIAL GROUP, INC.
October 10, 1997 - December 17, 1997
THE CAMELOT GROUP, INC.
September 24, 1997 - October 7, 1997
SIGNAL SECURITIES, INC.
December 3, 1996 - September 19, 1997
T.L. GROUP, INC.
July 30, 1996 - November 26, 1996
TEXAS CAPITAL SECURITIES, INC.
June 3, 1996 - August 5, 1996
MEYERS POLLOCK ROBBINS, INC.
April 8, 1996 - June 21, 1996
AGS FINANCIAL SERVICES, INC.
November 20, 1995 - June 7, 1996
TOLUCA PACIFIC SECURITIES CORP.
September 28, 1992 - November 18, 1993
INVESTORS ASSOCIATES, INC.
December 24, 1991 - July 8, 1992
LEHMAN BROTHERS INC.
May 28, 1991 - November 25, 1991
CALTON & ASSOCIATES, INC.
November 12, 1990 - March 1, 1991
ADAMS SECURITIES, INC.
October 25, 1990 - November 21, 1990
KOBER FINANCIAL CORP.
September 18, 1989 - April 24, 1990
PRINCETON FINANCIAL GROUP, INC.
March 8, 1989 - August 31, 1989
MARSHALL DAVIS, INC.
August 31, 1988 - January 24, 1989
POWER SECURITIES CORPORATION
May 5, 1987 - September 2, 1988
MARSHALL DAVIS, INC.
December 26, 1986 - April 8, 1987
HAMILTON, GRANT & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFFILIATED FUNDING CORP.
CRD#: 104256 / SEC#: , 8-52717
Contact information
Documents
Red Flags
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