Mark J. Langerman

ALPHA CUBED INVESTMENTS

SCOTTSDALE, AZ 85260

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CRD#: 1354113

Professional summary

Mark Joseph Langerman, AIF® is a registered financial advisor currently at ALPHA CUBED INVESTMENTS, LLC located in Scottsdale, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Mark has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)MARK LANGERMAN, Insurance Agent; START DATE:4/1/2009; 0-5 hours per month. 0 hours during trading; Duties: Provide Life, Health, and accident insurance products 2.) Pills Anonymous Works Service Office; non-investment related; same address; service organization; board member; since 01/2019; approximately 1 hour per month; general service 3.) Monterrey and Mountainview Neighborhood Association; non-investment related; same address; homeowners association; board member; since 07/2022; approximately 1 hour per month; genera

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Langerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 27, 2015 - Present

ALPHA CUBED INVESTMENTS, LLC

Office #1: 9375 E. Shea Blvd Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 159347

SCOTTSDALE, AZ

Past

February 28, 2012 - January 7, 2021

ASCENDANT ADVISORS, LLC

RIA

CRD#: 151127

HOUSTON, TX

Past

October 1, 2010 - February 25, 2011

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SCOTTSDALE, AZ

Past

October 1, 2010 - March 7, 2022

EMPOWERMENT FINANCIAL GROUP

RIA

CRD#: 7613

NEW YORK, NY

Past

April 24, 1985 - December 3, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CUBED INVESTMENTS, LLC

ALPHA CUBED INVESTMENTS, LLC | ALPHA RISK INVESTMENTS, LLC | ALPHA RISK INVESTMENTS

CRD#: 159347 / SEC#: 801-77372

RIA

Registered Investment Advisory firm - (11/15/2012 Approved)

California

Registered Investment Advisory firm - (2/16/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/31/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ALPHA CUBED INVESTMENTS, LLC

ALPHA CUBED INVESTMENTS, LLC | ALPHA RISK INVESTMENTS, LLC | ALPHA RISK INVESTMENTS

CRD#: 159347 / SEC#: 801-77372

RIA

Registered Investment Advisory firm - (11/15/2012 Approved)

California

Registered Investment Advisory firm - (2/16/2013 Terminated)

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Contact information

Main Address

1124 Bristol St., Costa Mesa, CA 92626

Mailing Address

Phone number

(800) 701-2457

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,786
AUM (Assets Under Management)	$ 3,026,637,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Langerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Langerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENDANT ADVISORS, LLC

FIRST ALLIED SECURITIES, INC.

EMPOWERMENT FINANCIAL GROUP

FIRST ALLIED SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

RAUSCHER PIERCE REFSNES, INC.

KIDDER, PEABODY & CO. INCORPORATED

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

ALPHA CUBED INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2010

Series 63

Date: 4/30/1985

Series 7

Date: 4/20/1985

Series 8

Date: 8/31/1998

Current Firm

ALPHA CUBED INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CUBED INVESTMENTS, LLC

TRUST BUT VERIFY

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