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MV

Michael J. Vitalbo

BROOKLIGHT PLACE SECURITIES
MONONGAHELA, PA
Some features on this profile are disabled
CRD#: 1354053
MV

Professional summary


Michael Joseph Vitalbo, who also goes by Guido VItalbo, M J Vitalbo, Mike Vitalbo, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Monongahela, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Guido Vitalbo | M J Vitalbo | Mike Vitalbo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Joseph Vitalbo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2009 - Present

BROOKLIGHT PLACE SECURITIES, INC.

BD
CRD#: 15764
MONONGAHELA, PA
Past

May 17, 2016 - January 2, 2018

INTERACTIVE FINANCIAL ADVISORS

RIA
CRD#: 125117
Oakbrook, IL
Past

November 3, 2010 - December 31, 2015

BROOKLIGHT PLACE SECURITIES, INC.

RIA
CRD#: 15764
DOWNERS GROVE, IL
Past

August 18, 2009 - September 29, 2009

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
PITTSBURGH, PA
Past

August 18, 2009 - September 29, 2009

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
PITTSBURGH, PA
Past

August 10, 2009 - August 18, 2009

BROOKLIGHT PLACE SECURITIES, INC.

BD
CRD#: 15764
MONONGAHELA, PA
Past

May 2, 2005 - August 5, 2009

MUTUAL SERVICE CORPORATION

RIA
CRD#: 4806
MONONGAHELA, PA
Past

September 1, 1999 - August 5, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
MONONGAHELA, PA
Past

July 28, 1999 - September 1, 1999

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH
Past

October 2, 1990 - August 17, 1999

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

June 3, 1988 - October 8, 1990

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/15/2016)
RR
Florida
(10/8/2009)
RR
Maryland
(4/6/2021)
RR
New Jersey
(10/19/2015)
RR
New York
(5/30/2023)
RR
North Carolina
(8/1/2023)
RR
Ohio
(10/1/2009)
RR
Pennsylvania
(10/2/2009)
RR
Texas
(2/11/2015)
RR
Virginia
(5/6/2011)
RR
Wyoming
(3/2/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/9/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BP
BROOKLIGHT PLACE SECURITIES, INC.
BROOKLIGHT PLACE SECURITIES, INC. | MTL EQUITY PRODUCTS, INC.

CRD#: 15764 / SEC#: 801-61232, 8-32673

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
16930 E. Palisades Blvd Suite 220, Downers Grove, IL 60515
Mailing Address
16930 E. Palisades Blvd Suite 125, Fountain Hills, AZ 85268
Phone number
(888) 976-0659
Established
Illinois since 08/10/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
TRAC ENTERPRISES LLCSHAREHOLDER
BROKERS ALLIANCE, INC.SHAREHOLDER
TRUHLAR, CHARLES ANTHONYOWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER4533534

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764Monongahela, PA

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