Thomas G. Hisey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Greg Hisey, CFP®, who also goes by Tom Hisey, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
September 25, 2003 - February 18, 2016
THOMAS HISEY, CFP & ASSOCIATES
January 1, 1999 - July 5, 2024
LPL FINANCIAL LLC
February 9, 1990 - July 5, 2024
LPL FINANCIAL LLC
April 11, 1988 - March 6, 1990
LEHMAN BROTHERS INC.
April 23, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
THOMAS HISEY, CFP & ASSOCIATES
CRD#: 126356 / SEC#:
Contact information
Red Flags
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