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DP

Donald H. Plotsky

CASTLE HILL CAPITAL PARTNERS
New York, NY 10017
Some features on this profile are disabled
CRD#: 1353584
DP

Professional summary

Donald H. Plotsky, who also goes by Don Plotsky, Donald Plotsky, is a registered financial professional currently at CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2002. Donald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 3 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Don Plotsky | Donald Plotsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Alternative Income Solutions Address: 216 E. 45th Street, New York, NY 10017 Start Date: 2019-08 Nature of business: Asset Allocation, Investment Management Relationship: Founder, Owner, Principal Investment Related: Yes Hours per month: 40 Duties: Founder 2) Kings Peak Holdings LLC Start Date: 2017-03 Nature of Business: Holding company for investments Relationship: 50% owner Investment Related: No Hours per month: 0 3) Chalice Wealth Advisors, LLC Address: 10920 VIA FRONTERA SUITE 520, SAN DIEGO, CA 92127 Start Date: 2018-05 Nature of business: membership organization for wealth advisors Relationship: Advisory Board Member Investment Related: No Hours per quarter: 5 4) Uinta Investment Partners, LLC Address: 6300 N. Sagewood Dr. Park City UT 84098 Start Date: 2017-01 Nature of business: Registered Investment Advisor Relationship: Managing Member Investment Related: Yes Hours per month: 80

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald H. Plotsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2020 - Present

CASTLE HILL CAPITAL PARTNERS, INC.

Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017
BD
CRD#: 44131
New York, NY
Past

October 28, 2020 - March 28, 2023

UINTA INVESTMENT PARTNERS LLC

RIA
CRD#: 288402
PARK CITY, UT
Past

May 13, 2019 - June 29, 2020

KINGSWOOD WEALTH ADVISORS, LLC

RIA
CRD#: 288792
Kamas, UT
Past

May 16, 2018 - June 29, 2020

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
SAN DIEGO, CA
Past

April 20, 2018 - April 24, 2018

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
SAN DIEGO, CA
Past

December 1, 2005 - June 29, 2016

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
PASADENA, CA
Past

September 30, 2003 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

January 3, 2003 - September 30, 2003

HOWARD WEIL INCORPORATED

BD
CRD#: 30958
NEW ORLEANS, LA
Past

February 8, 2002 - April 3, 2002

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/3/2020)
RR
Utah
(9/3/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/13/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/22/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 2/7/2002
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/12/1992
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/2/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CH
CASTLE HILL CAPITAL PARTNERS, INC.
BOUCHEY & ASSOCIATES, INC. | CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131 / SEC#: , 8-50550

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
216 East 45th Street, Suite 1301, New York, NY 10017
Mailing Address
216 East 45th Street, Suite 1301, New York, NY 10017
Phone number
(212) 784-6104
Established
New York since 09/05/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAUNDERS, ANDREW O'BRIENPRESIDENT5690785
WEBSTER, GEOFFREY LEHMANPRINCIPAL OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER2561071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131New York, NY 10017

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