Michael J. Lancaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Lancaster, who also goes by Mike Lancaster, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - November 13, 2023
IFP SECURITIES, LLC
April 28, 2021 - July 26, 2021
IFP SECURITIES, LLC
May 17, 2019 - February 25, 2021
INDEPENDENT ADVISOR ALLIANCE, LLC
May 13, 2011 - June 3, 2019
INDEPENDENT FINANCIAL PARTNERS
May 2, 2011 - February 24, 2021
LPL FINANCIAL LLC
June 10, 2003 - May 20, 2011
KESTRA INVESTMENT SERVICES, LLC
August 1, 2001 - May 20, 2011
KESTRA INVESTMENT SERVICES, LLC
July 19, 1993 - August 1, 2001
CINCINNATI ANALYSTS, INC.
January 4, 1989 - July 22, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 4, 1989 - July 22, 1993
OSAIC FA, INC.
September 24, 1987 - December 31, 1988
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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