Michele E. Talafha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Ellen Talafha, who also goes by Michele Ellen Saksenberg, Michele E Saksenbergtalafha, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1988. Michele had worked at 7 firms and has passed the Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2009 - April 17, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 13, 2009 - April 17, 2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 26, 2004 - July 25, 2011
JEFFERIES BACHE SECURITIES, LLC
July 2, 2003 - October 29, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2001 - April 17, 2020
PRUCO SECURITIES, LLC.
August 15, 1994 - January 18, 2008
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1988 - August 23, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/9/2022
General Securities Representative ExaminationCurrent Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
