David P. Grzan
Professional summary
David Patrick Grzan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, David had worked at 7 firms, which includes KINGFISHER SECURITIES LLC, STEVEN R. JACOBSON B/D, AEI SECURITIES INC., AMERICAN FINANCE GROUP SECURITIES CORP., GRUNTAL & CO. L.L.C., G. K. SCOTT & CO. INC., INDIVIDUAL'S SECURITIES LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2015 - July 11, 2016
KINGFISHER SECURITIES, LLC
April 2, 2012 - July 19, 2013
STEVEN R. JACOBSON, B/D
December 4, 1998 - April 7, 2010
STEVEN R. JACOBSON, B/D
April 25, 1995 - November 22, 1996
AEI SECURITIES, INC.
February 18, 1994 - February 24, 1995
AMERICAN FINANCE GROUP SECURITIES CORP.
September 25, 1987 - January 12, 1994
GRUNTAL & CO., L.L.C.
January 1, 1987 - September 29, 1987
G. K. SCOTT & CO., INC.
July 1, 1986 - April 16, 1987
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGFISHER SECURITIES, LLC
CRD#: 103771 / SEC#: , 8-52271
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
