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Billy Raye Markve

CRD# 1353133·Registered 1985 - 2010
Previously Registered: Being a previously registered professional could mean that Billy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Billy Raye Markve, who also goes by Bill Markve, was a registered financial advisor. Billy was a previously registered financial advisor and started their career in finance 1985 - 2010. Billy had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Markve

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

QA3 FINANCIAL LLC·CRD# 104957
RIA
Dakota Dunes, SD
November 17, 2009 - July 6, 2010
QA3 FINANCIAL CORP.·CRD# 14754
BD
Dakota Dunes, SD
November 16, 2009 - July 6, 2010
QA3 FINANCIAL CORP.·CRD# 14754
BD
Dakota Dunes, SD
December 18, 2008 - February 3, 2009
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Dakota Dunes, SD
January 4, 2001 - November 12, 2008
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Dakota Dunes, SD
August 10, 1990 - November 12, 2008
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
March 3, 1989 - August 10, 1990
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
September 9, 1988 - March 7, 1989
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
April 9, 1985 - August 31, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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