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Billy R. Markve

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CRD#: 1353133
BM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Billy Raye Markve, who also goes by Bill Markve, was a registered financial advisor .

Billy is a previously registered financial advisor and started their career in finance in 1985. Billy had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Markve

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 17, 2009 - July 6, 2010

QA3 FINANCIAL LLC

RIA
CRD#: 104957
DAKOTA DUNES, SD
Past

November 16, 2009 - July 6, 2010

QA3 FINANCIAL CORP.

BD
CRD#: 14754
DAKOTA DUNES, SD
Past

December 18, 2008 - February 3, 2009

QA3 FINANCIAL CORP.

BD
CRD#: 14754
DAKOTA DUNES, SD
Past

January 4, 2001 - November 12, 2008

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
DAKOTA DUNES, SD
Past

August 10, 1990 - November 12, 2008

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
DAKOTA DUNES, SD
Past

March 3, 1989 - August 10, 1990

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

September 9, 1988 - March 7, 1989

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
Past

April 9, 1985 - August 31, 1988

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/4/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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