Carol L. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Lynn Olson, who also goes by Carol Lynn Poundstone Olson, Carol Lynnpoundstone Olson, Carol Olson, Carol Lynn Olsonpoundstone, Carol Lynn Poundstone, was a registered financial advisor .
Carol is a previously registered financial advisor and started their career in finance in 1985. Carol had worked at 6 firms and has passed the Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - November 25, 2013
SANTA BARBARA ASSET MANAGEMENT, LLC
January 28, 2004 - March 31, 2006
M.L. STERN & CO., LLC.
January 31, 2000 - March 31, 2006
M.L. STERN & CO., LLC.
July 6, 1999 - December 7, 1999
DABNEY FLANIGAN, LLC
July 22, 1998 - May 27, 1999
WILSHIRE ASSOCIATES INCORPORATED
December 16, 1987 - June 12, 1997
D. A. CAMPBELL COMPANY INC.
March 19, 1985 - October 15, 1987
MEYERS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTA BARBARA ASSET MANAGEMENT, LLC
CRD#: 138123 / SEC#: 801-65003
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
