Mark R. Patten

PATTEN WEALTH ADVISORS

DALLAS, TX 75231

Some features on this profile are disabled

CRD#: 1352783

Professional summary

Mark Rowe Patten, who also goes by Mark Patten, is a registered financial advisor currently at PATTEN WEALTH ADVISORS located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Patten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCKINNON, PATTEN & ASSOCIATES; CPA PRACTICE; NON-INVESTMENT RELATED; 10000 N. CENTRAL EXPRESSWAY, #1350, DALLAS, TX 75231; OWNER/PARTNER; 02/2014; FULL TIME (167+ HRS/MONTH); ALL HOURS WORKED AT MCKINNON, PATTEN OCCUR DURING TRADING HOURS; DUTIES INCLUDED PREPARING TAX RETURNS, BUSINESS DEVELOPMENT, CLIENT RELATIONSHIP MANAGEMENT AND GENERAL ADMINISTRATION AND OPERATIONAL DUTIES REQUIRED TO RUN A CPA PRACTICE. PINNACLE PALLETS; NON-INVESTMENT RELATED; 213 E MCELROY BLVD, SAGINAW, TX, 76179; INVESTOR, PARTIAL OWNER; PALLET AND CRATE MANUFACTURER; 07/11/2022; 50 HOURS PER MONTH; 160 HOURS; STRATEGIC DIRECTIOn, OVERSIGHT, PROBLEM SOLVING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Rowe Patten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

PATTEN WEALTH ADVISORS

Office #1: 10000 N Central Expy, Dallas, TX 75231

RIA

CRD#: 331843

DALLAS, TX

Past

August 15, 2017 - November 17, 2021

MCKINNON PATTEN WEALTH ADVISORS, LLC

RIA

CRD#: 287479

DALLAS, TX

Past

March 10, 2006 - December 14, 2010

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2017

Uniform Investment Adviser Law Examination

Current Firm

PATTEN WEALTH ADVISORS

PATTEN WEALTH ADVISORS | PATTEN WEALTH ADVISORS, LLC

CRD#: 331843 / SEC#:

Texas

Registered Investment Advisory firm - (8/28/2024 Limited)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10000 N Central Expy, Dallas, TX 75231

Mailing Address

Phone number

(214) 750-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark R. Patten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Rowe Patten's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATTEN WEALTH ADVISORS

MCKINNON PATTEN WEALTH ADVISORS, LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2017

Current Firm

PATTEN WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

PATTEN WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors