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Michael L. Bishop
CLG LLC
Murrietta, CA 92562
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CRD#: 1352714
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Professional summary
Michael Louis Bishop is a registered financial advisor currently at CLG LLC located in Murrietta, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FINANCIAL NETWORK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON; START DATE: 01/02/2013; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES. 2. NAME OF OTHER BUSINESS: MICHAEL L. BISHOP INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION START DATE: 02/1994 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: CORPORATION USED FOR OFFICE EXPENSES
CRS (Client Relationship Summary) - RIA
Click below to view Michael Louis Bishop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 27, 2016 - Present
CLG LLC
Office #1: 25109 Jefferson Ave Suite 325, Murrietta, CA 92562RIA
CRD#: 282605
Murrietta, CA
Past
June 29, 2023 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MURRIETA, CA
Past
July 8, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MURRIETA, CA
Past
May 1, 1985 - December 31, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MURRIETA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/27/2016)
IAR
Texas(2/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4821 E 2nd Street, Long Beach, CA 90803
Mailing Address
Phone number
(310) 329-5150
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 953,822,025 |
Red Flags
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