AP
Allan M. Peiser
PROSPERITY - AN EISNERAMPER COMPANY
Dallas, TX
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CRD#: 1352677
AP
Professional summary
Allan Michael Peiser is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Dallas, Texas and DAI SECURITIES, LLC located in Owings Mills, Maryland.
Allan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Allan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Eisner Advisory Group LLC, Yes, 733 Third Ave New York NY 10017, CPA Firm, Contract Partner, 8/2021, 70%, Advise Clients on tax transactions. 2. APJPJS Investments LLC, Yes, 16800 N Dallas Parkway Ste 240 Dallas TX 75248, Real Estate, Partner, 10/2006, 0%, Partner. 3. JPJ Investments LLC, Yes, 16800 N Dallas Parkway Ste 240 Dallas TX 75248, Real Estate, Partner, 08/2017, 0%, Partner. 4. CADDO Office Reimagined Portfolio III LP, Yes, 16800 N Dallas Parkway Ste 240 Dallas TX 75248, Real Estate, Partner, 12/2021, 0%, Passive investor. 5. TBD Dear Evan Hansen LP, No, 254 West 54th St 14fl NY NY 10019, Theater Production, Passive Partner, 2018, 0%, None. 6. TBD Dear Evan Hansen Tour LP, No, 254 West 54th St 14fl NY NY 10019, Theater Production, Partner, 2018, 0%, Passive Investor. 7. TBD Dear Evan Hansen UK LP, No, 254 West 54th St 14fl NY NY 10019, Theater Production, Passive Partner, 2018, 0%, None. 8. Phoenix Real Estate Fund X LP, Yes, 15725 N Dallas Pkwy Ste 230 Dallas TX 75001, Real Estate, LTD Partner, 2021, 0%, Passive investor. 9. SQN Venture Income Fund LP, Yes, 320 Broad Street Ste 250 Charleston SC 29401, Investments in private equity, Limited Partner, 2021, 0%, Passive Investor. 10. T2 Strategic Real Estate Income Fund LLC, Yes, 120 N Hale St Ste 300 Wheaton IL 60187, Real Estate Loans, LTD Member, 2021, 0%, Passive Investor. 11. AP 31502 INC, Yes, 733 Third Ave NY NY 10017, Investor in Eisner Advisory, President, 07/2021, 0%, Oversee operational investment. 12. HGI Opportunity Fund XVI LP, Yes, 999 Waterside Dr Ste 2300 Norfolk VA 23510, Real Estate, Limited Partner, 2021, 0%, Passive Investor. 13. Peachtree Opportunity Fund, Yes, 3500 Lennox Rd NE, Ste 625 , Atlanta GA 30326, Real Estate, Limited Partner, 2022, 0275%, Passive Investor 14. Peachtree Distressed Opportunity Fund, Yes, 3500 Lennox Rd NE, Ste 625 , Atlanta GA 30326, Real Estate, Limited Partner, 2022, 0275%, Passive Investor 15. Serve Capital Partners, Yes, 2901 Via Fortuna, Austin TX 78746, Pooled Investment Fund in Private Equity, 2022 , 01%, Passive Investor 16. Allan M Peiser CPA; No; Dallas, TX; Tax Return Preparation; Owner; 3/11/2025; 20 hours; 20 hours; Tax Return Preparation
CRS (Client Relationship Summary) - RIA
Click below to view Allan Michael Peiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2025 - Present
PROSPERITY - AN EISNERAMPER COMPANY
RIA
CRD#: 133777
Dallas, TX
Current
May 3, 2023 - Present
DAI SECURITIES, LLC
Office #1: 10065 Red Run Blvd Suite 200, Owings Mills, MD 21117BD
CRD#: 36673
Owings Mills, MD
Past
November 22, 2022 - January 20, 2023
APW CAPITAL, INC.
BD
CRD#: 43814
ISELIN, NJ
Past
January 5, 2021 - February 10, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DALLAS, TX
Past
January 5, 2021 - February 8, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
February 11, 2020 - December 31, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DALLAS, TX
Past
October 25, 2019 - December 31, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
May 11, 1999 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/3/2023)
IAR
Texas(2/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,557 |
| AUM (Assets Under Management) | $ 3,195,898,263 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
