John E. Akins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Everett Akins, who also goes by Jack Everett Akins, Jack John Everett Akins, Jack Akins, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2014 - September 15, 2017
AVANTAX ADVISORY SERVICES
May 17, 2010 - September 15, 2017
AVANTAX INVESTMENT SERVICES, INC.
November 25, 2008 - March 4, 2010
WADDELL & REED
May 30, 2008 - November 14, 2008
FIRST ALLIED SECURITIES, INC.
March 29, 1996 - May 30, 2008
FFP SECURITIES, INC.
September 4, 1991 - April 1, 1996
JOHN G. KINNARD AND COMPANY, INCORPORATED
May 12, 1989 - September 11, 1991
DAIN RAUSCHER INCORPORATED
August 21, 1985 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/27/1985
Interest Rate Options ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
