David W. Bodner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Bodner was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2000 - December 18, 2002
SUNSTATE EQUITY TRADING
March 7, 1990 - December 14, 1999
PALM STATE EQUITIES, INC.
April 18, 1989 - February 2, 1990
B C FINANCIAL CORPORATION
January 17, 1989 - March 10, 1989
INVESTORS CENTER, INC.
March 23, 1988 - February 1, 1989
MARSHALL DAVIS, INC.
March 23, 1985 - May 7, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTATE EQUITY TRADING
CRD#: 43571 / SEC#: , 8-50317
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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