Roy E. Nunn
Professional summary
Roy Elvin Nunn is a registered financial advisor currently at VALUES FIRST ADVISORS, INC. located in Johnson City, Tennessee.
Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Roy has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roy Elvin Nunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2023 - Present
VALUES FIRST ADVISORS, INC.
Office #1: 801 Sunset Drive Suite C100, Johnson City, TN 37604October 5, 2009 - November 11, 2023
VALUES FIRST ADVISORS, INC.
January 6, 2004 - March 30, 2011
AMERICAN VALUES INVESTMENTS, INC.
November 5, 2003 - December 31, 2006
CFD INVESTMENTS, INC.
May 21, 2003 - November 3, 2003
THE LEADERS GROUP, INC.
May 3, 1985 - May 27, 2003
PFS INVESTMENTS INC.
Primary Firm SEC Registration
VALUES FIRST ADVISORS, INC.
CRD#: 148532 / SEC#: 801-70391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2023)
Exams
Current Firm
VALUES FIRST ADVISORS, INC.
CRD#: 148532 / SEC#: 801-70391
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,504 |
| AUM (Assets Under Management) | $ 201,956,787 |
Red Flags
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