Jonathan D. Blatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan David Blatt, who also goes by Jonathan Blatt, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1985. Jonathan had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2017 - August 16, 2022
BROAD STREET CAPITAL MARKETS, LLC
February 5, 2013 - November 1, 2013
GHS TRADING LLC
February 4, 2011 - November 1, 2013
GLOBAL HUNTER SECURITIES, LLC
May 6, 2010 - June 29, 2010
CANACCORD GENUITY SECURITIES LLC
August 25, 2004 - April 16, 2007
SCOTT & STRINGFELLOW, LLC
March 28, 2002 - August 13, 2004
AURIA SERVICES CORP.
August 12, 1998 - October 1, 1999
APEX CLEARING CORPORATION
August 20, 1996 - May 18, 1998
UBS SECURITIES LLC
June 8, 1996 - August 9, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
June 14, 1994 - June 7, 1996
CITICORP SECURITIES, INC.
October 5, 1992 - March 25, 1994
CHASE SECURITIES, INC.
March 11, 1991 - September 16, 1992
PRINTON, KANE GROUP, INC.
November 7, 1989 - February 8, 1991
SCHRODER & CO. INC.
July 16, 1987 - May 5, 1989
CITIGROUP GLOBAL MARKETS INC.
April 10, 1985 - July 9, 1987
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/28/2004
Limited Representative-Equity Trader ExamCurrent Firm
BROAD STREET CAPITAL MARKETS, LLC
CRD#: 104026 / SEC#: , 8-52487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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