Robert E. Butman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ellsworth Butman, CFA, who also goes by Bob Butman, Robert E Butman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 4 firms and has passed the Series 63, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - December 31, 2015
CUTLER CAPITAL MANAGEMENT
November 9, 1995 - November 3, 1999
TQA LEVERAGE FUND L.P.
June 5, 1995 - March 27, 1997
TQA VANTAGE FUND LTD.
December 8, 1992 - January 8, 1996
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
Primary Firm SEC Registration
CUTLER CAPITAL MANAGEMENT
CRD#: 107463 / SEC#: 801-57382
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUTLER CAPITAL MANAGEMENT
CRD#: 107463 / SEC#: 801-57382
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 339,913,005 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
