RB
Robert Barley
J. W. COLE ADVISORS
ROCHESTER, NY 14623
Some features on this profile are disabled
CRD#: 1352297
RB
Professional summary
Robert Barley Jr., who also goes by Bob Barley, Robert Barley Jr, Robert Barley, Robert Barley Jr Jr, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Rochester, New York and J.W. COLE FINANCIAL, INC. located in Rochester, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Barley | Robert Barley Jr | Robert Barley | Robert Barley Jr Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)05/08/2017: Barley Financial Services - DBA for JW Cole(entity for business) - Investment Related - At Reported Business Location(s). (2) 04/07/2008: Fixed Insurance Sales; Investment Related; At Reported Business Location(s); Selling of life insurance and fixed annuities with various carriers (Hartford Life Insurance Company, MassMutual Life, Jackson National), Spent 1% to 10%. (3) 10/26/2016: No Business Name - Real Estate Rental - Investment Related - 341 Brooks Ave Rochester, NY 14619 - Start 01/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading. (4) Town of Henrietta; Town Council; Non Investment Related; 475 Calkins Road, Henrietta, NY 14467; Start Date 01/01/2024; Elected officials, the council members serve as the voice of the citizens of Henrietta, they listen to their constituents, take their concerns to heart, and do their best to advocate on their behalf. The council members also have the responsibility of keeping an eye on the Town's operations; 0 hours per month during trading. (5) Tim Horton's Ice Plex; 2700 Brighton Town Line Rd; Hockey Arena; Not investment related; Board Member; Board Treasurer, Advising on strategic plans, goals, and performance indicators, Participating in evaluations, hiring and compensation of executive leadership, Ensuring the company complies with legal and ethical standard; Start 1/1/24; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Barley Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 3445 Winton Place Suite 116, Rochester, NY 14623RIA
CRD#: 112294
ROCHESTER, NY
Current
May 8, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 3445 Winton Place Suite 117, Rochester, NY 14623BD
CRD#: 124583
Rochester, NY
Past
September 5, 2012 - May 8, 2017
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
ROCHESTER, NY
Past
December 11, 2007 - May 5, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, NY
Past
August 26, 2005 - December 13, 2007
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
ROCHESTER, NY
Past
September 3, 1996 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
August 5, 1994 - January 23, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 4, 1994 - January 23, 1996
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
July 12, 1993 - July 8, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
September 21, 1992 - May 18, 1993
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
May 8, 1985 - October 9, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
May 8, 1985 - October 9, 1992
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2017)
RR
Connecticut(1/3/2023)
RR
Florida(5/8/2017)
RR
Georgia(5/8/2017)
RR
Maryland(3/4/2024)
RR
New York(5/8/2017)
IAR
New York(4/1/2021)
RR
North Carolina(6/26/2018)
RR
Oregon(1/3/2023)
RR
Pennsylvania(1/3/2023)
RR
Texas(8/9/2017)
RR
West Virginia(11/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Rochester, NY 14623TRUST BUT VERIFY
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