Kenneth A. O'leary

SUREPATH FINANCIAL SERVICES

Woodstock, GA 30188-3681

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CRD#: 1352175

Professional summary

Kenneth Alan O'leary, CFP®, who also goes by Ken Oleary, Kenneth Alan Oleary, is a registered financial advisor currently at SUREPATH FINANCIAL SERVICES, LLC located in Woodstock, Georgia.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kenneth has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Oleary | Kenneth Alan Oleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE AGENT FOR VARIOUS INSURANCE CARRIERS; INVESTMENT RELATED; SELL NON - SECURITIES INSURANCE PRODUCTS, 3380 TRICKUM ROAD #100 - 100 WOODSTOCK, GA 30188, SOLE PROP.; started around 08/2011; Devotes approximately FIVE HOURS A MONTH which are DURING TRADING HOURS; duties include selling non-securities insurance products. 2. Ken O'Leary; non-investment related; 3380 Trickum Rd Bldg. 100 Ste 100 Woodstock, GA 30188; Sell nutrition products (Reliv) and offer same opportunity to other (MLM); master affiliate; started 10/2015; devotes approximately 10 hours a month which none are during security hours; duties inclue direct sale of products and presenting business opportunity to others. 3. 100 Ivy Village, LLC; Start 08/11; investment related; Woodstock, GA; owner of business rental property; approximately one hour per month spent on this activity. 4. Mana Estate Docs; No; Woodstock, GA; Franchise type business that sells do-it-yourself software to clients wishing to create living revocable trusts; Owner; 02/2024; 10/ HRS MO; 10/ HRS MO; Demo the software, assist them in setting up their account, Process Payments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan O'leary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

November 14, 2017 - Present

SUREPATH FINANCIAL SERVICES, LLC

Office #1: 3380 Trickum Road Building 100, Suite 100, Woodstock, GA 30188-3681

RIA

CRD#: 289576

Woodstock, GA

Past

August 30, 2011 - November 14, 2017

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

WOODSTOCK, GA

Past

August 26, 2011 - November 14, 2017

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

Past

March 14, 2007 - August 26, 2011

EDWARD JONES

RIA

CRD#: 250

WOODSTOCK, GA

Past

November 3, 1998 - August 26, 2011

EDWARD JONES

CRD#: 250

WOODSTOCK, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1998

General Securities Representative Examination

Current Firm

SUREPATH FINANCIAL SERVICES, LLC

CRD#: 289576 / SEC#:

Georgia

Registered Investment Advisory firm - (11/14/2017 Approved)

Texas

Registered Investment Advisory firm - (12/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3380 Trickum Road Building 100, Suite 100, Woodstock, GA 30188-3681

Mailing Address

Phone number

(770) 924-7071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 31,209,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth A. O'leary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan O'leary's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUREPATH FINANCIAL SERVICES, LLC

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2007

Series 63

Date: 11/4/1998

SIE

Date: 11/14/2017

Series 7

Date: 11/2/1998

Current Firm

SUREPATH FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUREPATH FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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