William B. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ballantine Boyd III, who also goes by William B Boyd, William Ballentine Boyd III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 12 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2004 - November 2, 2004
VFINANCE INVESTMENTS, INC
May 20, 1997 - December 31, 2001
GEM INVESTMENTS LTD.
January 15, 1996 - February 21, 2003
GEM ADVISORS, INC.
March 23, 1995 - August 8, 1995
FIRST COLONIAL SECURITIES
November 15, 1994 - February 9, 1995
MERCER SECURITIES, LTD.
December 24, 1992 - February 9, 1995
MERCER SECURITIES, LTD.
November 20, 1991 - December 31, 1992
EDWARD C. RORER & CO., INC.
August 12, 1991 - December 20, 1991
ROBERT W. BAIRD & CO. INCORPORATED
August 12, 1991 - December 20, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 5, 1989 - January 30, 1991
BOENNING & SCATTERGOOD, INC.
February 8, 1988 - August 25, 1988
JOHN RADLI SECURITIES CO.,INC.
June 9, 1986 - March 7, 1989
FIRST MONMOUTH SECURITIES CORP.
March 19, 1985 - February 11, 1986
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
