Eric R. Fishman

KEY CLIENT FIDUCIARY ADVISORS

Fairfield, NJ 07004

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CRD#: 1352028

Professional summary

Eric Robert Fishman is a registered financial advisor currently at KEY CLIENT FIDUCIARY ADVISORS, LLC located in Fairfield, New Jersey.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Eric has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENTAL PROPERTY; INV RELATED; SPRING LAKE, NJ; 100% OWNERSHIP; START 5/1/2015; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. 2. KEY CLIENT FINANCIAL ADVISORS LLC; INVESTMENT RELATED; FAIRFIELD, NJ 07004; SUBLEASE SPACE; CO-OWNER; START 8/04; LESS THAN 1 HR PER MTH DURING MARKET.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Robert Fishman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

KEY CLIENT FIDUCIARY ADVISORS, LLC

Office #1: 363 Route 46 West Suite 300, Fairfield, NJ 07004

RIA

CRD#: 298240

Fairfield, NJ

Past

October 31, 2018 - December 1, 2020

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Fairfield, NJ

Past

October 12, 2018 - December 14, 2021

REALTA EQUITIES, INC.

CRD#: 23769

Fairfield, NJ

Past

October 12, 2004 - February 7, 2006

KEY CLIENT FINANCIAL ADVISORS, LLC

RIA

CRD#: 132457

FAIRFIELD, NJ

Past

July 30, 2004 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FAIRFIELD, NJ

Past

July 30, 2004 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FAIRFIELD, NJ

Past

October 18, 2002 - August 11, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LITTLE FALLS, NJ

Past

March 20, 1995 - August 11, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 1, 1985 - March 22, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/16/2018)

IAR

Texas
(10/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/1/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/28/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

363 Route 46 West Suite 300, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 244-4142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	874
AUM (Assets Under Management)	$ 781,985,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric R. Fishman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Robert Fishman's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

KEY CLIENT FINANCIAL ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KEY CLIENT FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/1985

SIE

Date: 10/1/2018

Series 7

Date: 3/16/1985

Series 10

Date: 11/1/2004

Series 9

Date: 10/28/2004

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY CLIENT FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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