John B. Carew
Professional summary
John Brian Carew is a registered financial advisor currently at TANDEM INVESTMENT ADVISORS INC located in Charleston, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 3 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Brian Carew's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 1991 - Present
TANDEM INVESTMENT ADVISORS INC
Office #1: 145 King Street Suite 400, Charleston, SC 29401August 25, 1989 - November 19, 1990
PRUDENTIAL EQUITY GROUP, LLC
April 23, 1985 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
TANDEM INVESTMENT ADVISORS INC
CRD#: 109392 / SEC#: 801-57846
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2009)
(8/30/2012)
(1/16/1991)
Exams
Series 5
Date: 8/5/1985
Interest Rate Options ExaminationCurrent Firm
TANDEM INVESTMENT ADVISORS INC
CRD#: 109392 / SEC#: 801-57846
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,162 |
| AUM (Assets Under Management) | $ 3,359,046,630 |
Red Flags
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