Timothy P. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Paul Mann SR, who also goes by Timothy P. Mann Sr, Timothy Paul Mann, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - January 3, 2023
TRUIST ADVISORY SERVICES, INC.
December 11, 2019 - January 3, 2023
TRUIST INVESTMENT SERVICES, INC.
January 2, 2013 - March 2, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
March 24, 2008 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
April 9, 2007 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 2, 2005 - April 11, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
October 6, 2000 - February 23, 2005
COREBRIDGE CAPITAL SERVICES, INC.
October 1, 2000 - October 17, 2000
WELLS FARGO CLEARING SERVICES, LLC
July 28, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 28, 1995 - October 12, 1998
MML INVESTORS SERVICES, LLC
August 30, 1993 - August 31, 1995
HIMCO DISTRIBUTION SERVICES COMPANY
July 6, 1990 - August 6, 1993
OLD SLIP CAPITAL MANAGEMENT, INC.
March 5, 1986 - March 5, 1990
TOWER SQUARE SECURITIES, INC.
March 20, 1985 - February 6, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
