RW
Roger L. Wilson
WJ WEALTH MANAGEMENT
Glendale, AZ 85308
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CRD#: 1351206
RW
Professional summary
Roger Lynn Wilson, CFP® is a registered financial advisor currently at WJ WEALTH MANAGEMENT located in Glendale, Arizona and LPL FINANCIAL LLC located in Glendale, Arizona.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Roger has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Lynn Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
August 4, 2014 - Present
WJ WEALTH MANAGEMENT
Office #1: 18275 North 59th Avenue B-112, Glendale, AZ 85308RIA
CRD#: 170181
Glendale, AZ
Current
June 1, 2004 - Present
LPL FINANCIAL LLC
Office #1: 18275 N 59th Ave Ste B-110, Glendale, AZ 85308-1252RIA
BD
CRD#: 6413
Glendale, AZ
Past
June 7, 1993 - June 1, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
August 27, 1986 - June 7, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
October 2, 1985 - August 18, 1986
PFS INVESTMENTS INC.
BD
CRD#: 10111
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WJ WEALTH MANAGEMENT
WJ WEALTH MANAGEMENT | WJS/2ND50 ADVISORS | WJ WEALTH MANAGEMENT, LLC
CRD#: 170181 / SEC#: 801-119053
RIA
Registered Investment Advisory firm - (7/28/2020 Approved)Arizona
Registered Investment Advisory firm - (5/22/2024 Terminated)Texas
Registered Investment Advisory firm - (10/20/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2004)
IAR
Arizona(8/4/2014)
RR
Arkansas(8/17/2022)
RR
California(6/1/2004)
RR
Colorado(3/10/2014)
RR
District of Columbia(9/25/2025)
RR
Florida(7/29/2014)
RR
Georgia(2/26/2008)
RR
Hawaii(5/28/2015)
RR
Idaho(10/18/2012)
RR
Illinois(4/5/2010)
RR
Indiana(7/10/2012)
RR
Kansas(6/11/2014)
RR
Maryland(5/20/2013)
RR
Massachusetts(1/4/2013)
RR
Michigan(11/14/2014)
RR
Minnesota(10/9/2008)
RR
Montana(3/10/2014)
RR
Nebraska(1/26/2017)
RR
Nevada(11/20/2007)
RR
New Hampshire(6/12/2018)
RR
New Jersey(2/11/2015)
RR
New Mexico(7/14/2004)
RR
New York(7/17/2025)
RR
North Carolina(6/11/2014)
RR
Ohio(9/6/2006)
RR
Oklahoma(9/13/2004)
RR
Oregon(7/5/2006)
RR
Pennsylvania(8/31/2004)
RR
South Dakota(1/4/2006)
RR
Texas(6/11/2014)
RR
Virginia(8/14/2006)
RR
Washington(4/30/2008)
RR
West Virginia(4/1/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WJ WEALTH MANAGEMENT
WJ WEALTH MANAGEMENT | WJS/2ND50 ADVISORS | WJ WEALTH MANAGEMENT, LLC
CRD#: 170181 / SEC#: 801-119053
RIA
Registered Investment Advisory firm - (7/28/2020 Approved)Arizona
Registered Investment Advisory firm - (5/22/2024 Terminated)Texas
Registered Investment Advisory firm - (10/20/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18275 North 59th Avenue B-112, Glendale, AZ 85308
Mailing Address
Phone number
(602) 942-1321
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 883 |
| AUM (Assets Under Management) | $ 225,341,443 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
