Roger L. Wilson

WJ WEALTH MANAGEMENT

Glendale, AZ 85308

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CRD#: 1351206

Professional summary

Roger Lynn Wilson, CFP® is a registered financial advisor currently at WJ WEALTH MANAGEMENT located in Glendale, Arizona and LPL FINANCIAL LLC located in Glendale, Arizona.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Roger has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 06/11/2007: WILSON REAL ESTATE INVESTMENTS - INV REL - GLENDALE, AZ - REAL ESTATE RENTAL - 1% OF TIME SPENT - LLC FOR THE PURPOSE OF OWNING AN OFFICE COMPLEX WITH TWO SUITES, ONE FOR MY USE AS AN LPL ADVISOR AND ONE FOR RENTAL. 2) 08/30/2012: WILSON & JONES WEALTH MANAGEMENT - 18275 N. 59TH AVE, GLENDALE, AZ 85308 - NON-VARIABLE INSURANCE DBA - 100% OF TIME SPENT 3) 05/22/2014: WJ WEALTH MANAGEMENT - INV REL - 18275 N. 59TH AVE, GLENDALE, AZ 85308 - REGISTERED INVESTMENT ADVISOR DBA - WJ WEALTH MANAGEMENT - 20% OF TIME SPENT - ASSET MANAGEMENT, FINANCIAL PLANNING 4) 06/02/2015 - WJ WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 18275 N 59TH AVE, B-112, GLENDALE AZ 85308 - START 07/01/2014 - 40 HRS/MO DURING SECS TRDG HRS 5) 2/26/2018 - WJ Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through WJ Wealth Management, an independent investment advisor firm. I started this business activity in 05/2014. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Lynn Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

August 4, 2014 - Present

WJ WEALTH MANAGEMENT

Office #1: 18275 North 59th Avenue B-112, Glendale, AZ 85308

RIA

CRD#: 170181

Glendale, AZ

Current

June 1, 2004 - Present

LPL FINANCIAL LLC

Office #1: 18275 N 59th Ave Ste B-110, Glendale, AZ 85308-1252

RIA

CRD#: 6413

Glendale, AZ

Past

June 7, 1993 - June 1, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

August 27, 1986 - June 7, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

October 2, 1985 - August 18, 1986

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WJ WEALTH MANAGEMENT

WJ WEALTH MANAGEMENT | WJS/2ND50 ADVISORS | WJ WEALTH MANAGEMENT, LLC

CRD#: 170181 / SEC#: 801-119053

RIA

Registered Investment Advisory firm - (7/28/2020 Approved)

Arizona

Registered Investment Advisory firm - (5/22/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/20/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/1/2004)

IAR

Arizona
(8/4/2014)

Arkansas
(8/17/2022)

California
(6/1/2004)

Colorado
(3/10/2014)

District of Columbia
(9/25/2025)

Florida
(7/29/2014)

Georgia
(2/26/2008)

Hawaii
(5/28/2015)

Idaho
(10/18/2012)

Illinois
(4/5/2010)

Indiana
(7/10/2012)

Kansas
(6/11/2014)

Maryland
(5/20/2013)

Massachusetts
(1/4/2013)

Michigan
(11/14/2014)

Minnesota
(10/9/2008)

Montana
(3/10/2014)

Nebraska
(1/26/2017)

Nevada
(11/20/2007)

New Hampshire
(6/12/2018)

New Jersey
(2/11/2015)

New Mexico
(7/14/2004)

New York
(7/17/2025)

North Carolina
(6/11/2014)

Ohio
(9/6/2006)

Oklahoma
(9/13/2004)

Oregon
(7/5/2006)

Pennsylvania
(8/31/2004)

South Dakota
(1/4/2006)

Texas
(6/11/2014)

Virginia
(8/14/2006)

Washington
(4/30/2008)

West Virginia
(4/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WJ WEALTH MANAGEMENT

WJ WEALTH MANAGEMENT | WJS/2ND50 ADVISORS | WJ WEALTH MANAGEMENT, LLC

CRD#: 170181 / SEC#: 801-119053

RIA

Registered Investment Advisory firm - (7/28/2020 Approved)

Arizona

Registered Investment Advisory firm - (5/22/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/20/2016 Terminated)

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Contact information

Main Address

18275 North 59th Avenue B-112, Glendale, AZ 85308

Mailing Address

Phone number

(602) 942-1321

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

WRAP FEE PROGRAM (3/31/2025)

Regulatory assets under management

Total Number of Accounts	883
AUM (Assets Under Management)	$ 225,341,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roger L. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Lynn Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WJ WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1985

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1993

Series 6

Date: 5/8/1985

Series 24

Date: 12/10/2004

FINRA

Current Firm

WJ WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WJ WEALTH MANAGEMENT

TRUST BUT VERIFY

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