Roger K. Hall

HALL ASSET MANAGEMENT GROUP

Columbia, SC 29210

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CRD#: 1351088

Professional summary

Roger Kent Hall is a registered financial advisor currently at HALL ASSET MANAGEMENT GROUP, INC. located in Columbia, South Carolina.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Roger has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE/FINANCIAL SERVICES/TAX PREPARATION, OWNER, 160 HRS/MO, 160 HRS DURING TRADING, SALES/CLIENT ACCOUNT SERVICES/TAX PREPARATION; ADDITIONALLY, HE OFFERS BOTH MEDICARE AND ELDER CARE PLANNING TO MIX WITH HIS ADVISORY BUSINESS OR WITHOUT DEPENDING ON CUSTOMER NEEDS. 10% OF TIME IS ALLOTED. Insurance agent for multiple companies thru Gradient Financial Marketing Organization. I also have tax preparers that complete personal and business taxes. I personally do not prepare taxes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Kent Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2013 - Present

HALL ASSET MANAGEMENT GROUP, INC.

Office #1: 250 Berryhill Road Suite 103, Columbia, SC 29210

RIA

CRD#: 166285

Columbia, SC

Past

April 18, 2017 - July 6, 2017

MOTIV8 INVESTMENTS LLC

RIA

CRD#: 285560

STUART, FL

Past

February 5, 2009 - December 31, 2012

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

COLUMBIA, SC

Past

February 19, 1987 - October 3, 1989

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

October 18, 1985 - January 12, 1987

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/17/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HALL ASSET MANAGEMENT GROUP, INC.

CRD#: 166285 / SEC#:

South Carolina

Registered Investment Advisory firm - (3/5/2013 Approved)

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Contact information

Main Address

250 Berryhill Road Suite 103, Columbia, SC 29210

Mailing Address

Phone number

(803) 551-0310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger K. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Kent Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALL ASSET MANAGEMENT GROUP, INC.

MOTIV8 INVESTMENTS LLC

AMERICAN INVESTMENT SERVICES

ADVANTAGE CAPITAL CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2009

Series 63

Date: 6/3/1985

Series 6

Date: 10/17/1985

Current Firm

HALL ASSET MANAGEMENT GROUP, INC.

Contact information

Documents

Red Flags

Company Information

HALL ASSET MANAGEMENT GROUP, INC.

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