Matthew P. Stedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Phillip Stedman, who also goes by Mathew P Stedman, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1985. Matthew had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - May 14, 2026
SEAPORT GLOBAL SECURITIES LLC
January 7, 2008 - March 3, 2010
MORGAN JOSEPH TRIARTISAN LLC
February 5, 2007 - December 21, 2007
RAYMOND JAMES & ASSOCIATES, INC.
June 16, 2004 - February 8, 2006
MORGAN JOSEPH HIGH YIELD TRADING LLC
January 6, 2003 - January 29, 2007
MORGAN JOSEPH TRIARTISAN LLC
January 2, 2002 - January 2, 2003
LIBRA SECURITIES, LLC
December 21, 2000 - December 31, 2001
U.S. BANCORP INVESTMENTS, INC.
July 16, 1997 - November 29, 2000
UBS FINANCIAL SERVICES INC.
May 6, 1996 - June 13, 1997
BANC ONE CAPITAL MARKETS, INC.
December 4, 1992 - October 21, 1994
NATWEST SECURITIES CORPORATION
November 27, 1990 - March 31, 1993
COUNTY NATWEST GLOBAL SECURITIES LIMITED
September 5, 1990 - October 3, 1991
CEDAR STREET SECURITIES CORP.
February 23, 1989 - March 14, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
April 23, 1985 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
