Clarence M. Christiansen

CHRISTIANSEN ASSET MANAGEMENT LLC

MEQUON, WI 53092-3453

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CRD#: 1350764

Professional summary

Clarence Martin Christiansen II, who also goes by Clarence Martin Christiansen III, Mark Christiansen, is a registered financial advisor currently at CHRISTIANSEN ASSET MANAGEMENT LLC located in Mequon, Wisconsin.

Clarence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Clarence has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clarence Martin Christiansen Iii | Mark Christiansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT HEALTH INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence Martin Christiansen II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 1998 - Present

CHRISTIANSEN ASSET MANAGEMENT LLC

Office #1: 11512 N Port Washington Rd Ste 201-l, Mequon, WI 53092-3453

RIA

CRD#: 111280

MEQUON, WI

Past

June 21, 1996 - June 19, 1997

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 28, 1989 - June 27, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 21, 1985 - September 16, 1989

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(12/2/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Current Firm

CHRISTIANSEN ASSET MANAGEMENT LLC

CHRISTIANSEN ASSET MANAGEMENT LLC | CHRISTIANSEN ASSET MANAGEMENT, INC.

CRD#: 111280 / SEC#: 801-57229

RIA

Registered Investment Advisory firm - (1/2/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/2/2002 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11512 N Port Washington Rd Ste 201-l, Mequon, WI 53092-3453

Mailing Address

Phone number

(262) 302-1133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 3,968,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clarence M. Christiansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence Martin Christiansen II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHRISTIANSEN ASSET MANAGEMENT LLC

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/1997

Series 63

Date: 5/28/1985

Series 7

Date: 5/18/1985

Current Firm

CHRISTIANSEN ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHRISTIANSEN ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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