Marilyn Delgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Delgado, who also goes by Marilyn Delgado Hernandez, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1985. Marilyn had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2012 - April 23, 2012
J.P. TURNER & COMPANY, L.L.C.
February 28, 2000 - April 8, 2011
SANTANDER SECURITIES LLC
February 23, 1990 - February 28, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 1988 - February 13, 1990
LEHMAN BROTHERS INC.
September 24, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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