Stephen Cooper
Professional summary
Stephen Cooper, who also goes by Stephen Cooper, Steve Willis Cooper, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Tucson, Arizona.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2018 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 1370 N Silverbell Rd Ste 130, Tucson, AZ 85745December 17, 2001 - May 30, 2018
ALLSTATE FINANCIAL SERVICES, LLC
April 23, 1985 - July 13, 2001
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2018)
(6/6/2018)
(6/25/2024)
(10/11/2018)
(9/6/2024)
(9/5/2024)
(6/18/2018)
(12/7/2023)
(12/11/2023)
(12/8/2023)
(6/21/2024)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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