Russell S. Cramer

CRAMER & RAUCHEGGER

Maitland, FL 32751

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CRD#: 1350242

Professional summary

Russell Scott Cramer, who also goes by Scott Cramer, is a registered financial advisor currently at CRAMER & RAUCHEGGER, INC. located in Maitland, Florida.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Russell has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Cramer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SKYSTAR BIO-PHARMACEUTICAL, DIRECTOR (BOARD MEMBER) - PUBLICALY TRADED - I WORK WITH COUNSEL AND ACCOUNTS IN HELPING THEM MAKE DECISIONS ABOUT THE COMPANY. I MAY GIVE PRESENTATIONS AT CONFERENCES. I SPEND BETWEEN 3-20 HOURS PER WEEK ON THIS. MOST HOURS ARE SPENT AFTER BUSINESS HOURS. CRAMER & RAUCHEGGER - LICENSED IN INSURANCE AND FIXED ANNUITIES and registered investment advisor (IAR) 3-30 HOURS PER WEEK. ESTATE PLANNER AND WORK WITH AN ATTORNEY AND DOCUMENT PREPARATION COMPANY, 3-10 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Scott Cramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2015 - Present

CRAMER & RAUCHEGGER, INC.

Office #1: 800 N. Maitland Avenue Ste. 204, Maitland, FL 32751

RIA

CRD#: 164784

Maitland, FL

Past

October 20, 2008 - December 31, 2015

KALOS MANAGEMENT

RIA

CRD#: 133025

MAINTLAND, FL

Past

August 28, 2008 - October 3, 2022

KALOS CAPITAL, INC.

CRD#: 44337

MAITLAND, FL

Past

September 20, 2004 - September 10, 2008

QA3 FINANCIAL LLC

RIA

CRD#: 104957

WINTER PARK, FL

Past

August 30, 2004 - September 10, 2008

QA3 FINANCIAL CORP.

CRD#: 14754

WINTER PARK, FL

Past

January 29, 2003 - August 27, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WINTER PARK, FL

Past

January 24, 2003 - August 27, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

June 17, 2002 - October 14, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

June 12, 2001 - November 30, 2001

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

June 1, 1999 - November 17, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRAMER & RAUCHEGGER, INC.

CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Alaska

Registered Investment Advisory firm - (1/30/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (2/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/10/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/28/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CRAMER & RAUCHEGGER, INC.

CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Alaska

Registered Investment Advisory firm - (1/30/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (2/1/2024 Terminated)

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Contact information

Main Address

800 N. Maitland Avenue Ste. 204, Maitland, FL 32751

Mailing Address

Phone number

(407) 645-4433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - JAN 2025 (1/31/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 164,358,539

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/07/2024	Cover Page	Report
11/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Russell S. Cramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Scott Cramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KALOS MANAGEMENT

KALOS CAPITAL, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

USALLIANZ SECURITIES, INC.

USA FINANCIAL SECURITIES LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CRAMER & RAUCHEGGER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2008

Series 65

Date: 8/10/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2002

Series 6

Date: 5/28/1999

Current Firm

CRAMER & RAUCHEGGER, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRAMER & RAUCHEGGER, INC.

TRUST BUT VERIFY

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