William B. Mccoach

FNEX CAPITAL

Indianapolis, IN 46204

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CRD#: 1350208

Professional summary

William Bruce Mccoach JR, who also goes by William Bruce Jr Mccoach, William Bruce Mccoach, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Bruce Jr Mccoach | William Bruce Mccoach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Bruce Mccoach JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2017 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

January 3, 2017 - April 19, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Berwyn, PA

Past

May 11, 2012 - March 2, 2016

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BERWYN, PA

Past

January 18, 2008 - May 11, 2012

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 1, 1999 - March 18, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WYNNEWOOD, PA

Past

October 1, 1999 - March 18, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 12, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

February 25, 1992 - January 20, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 11, 1988 - March 10, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 17, 1985 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(6/8/2017)

New Jersey
(6/5/2017)

Pennsylvania
(6/1/2017)

Exams

State Security Law Exam

Series 63

Date: 9/4/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/31/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FNEX, LLC	MEMBER
HEGER, LOREN EUGENE	CEO, CCO, AMLCO, EXEC. REP.	6143753
TEUFEL, FREDERICK CHARLES	FINOP	2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William B. Mccoach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Bruce Mccoach JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2014

Series 65

Date: 12/15/1994

SIE

Date: 10/1/2018

Series 3

Date: 1/31/1986

Series 7

Date: 12/14/1985

FINRA

Current Firm

FNEX CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FNEX CAPITAL, LLC

TRUST BUT VERIFY

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