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Gary M. Fitchjian

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CRD#: 1350205
GF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Matthew Fitchjian was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 25, 2000 - May 8, 2001

MUNIGROUP.COM, LLC

BD
CRD#: 103769
NEW YORK, NY
Past

October 20, 2000 - January 12, 2015

TRADEWEB DIRECT LLC

BD
CRD#: 103787
CARLSBAD, CA
Past

October 16, 1998 - November 15, 2000

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
SAN FRANCISCO, CA
Past

April 16, 1991 - September 11, 1998

FIXED INCOME SECURITIES, INC.

BD
CRD#: 14279
SAN DIEGO, CA
Past

February 2, 1990 - October 4, 1990

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

May 12, 1989 - February 15, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

March 19, 1985 - May 25, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/9/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


ML
MUNIGROUP.COM, LLC
MUNIGROUP.COM, LLC

CRD#: 103769 / SEC#: , 8-52283

BD
Terminated by SEC on 06/08/2001
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BONDDESK.COM LLCSHAREHOLDER
THE GOLDMAN SACHS GROUP, INC.SHAREHOLDER
PAINEWEBBER CAPITAL, INC.SHAREHOLDER
SUSQUEHANNA PARTNERS, GPSHAREHOLDER
THE BEAR STEARNS COMPANIESSHAREHOLDER
ALMOND, CHARLES MITCHELMANAGER2590194
AMATO, CHRISTINE MICHELLEPRINCIPAL1048739
BUCHALTER, LAWRENCE ROBERTMANAGER1163981
MILLNER, STEVEN CAREYFINANCIAL AND OPERATIONS PRINCIPAL2462209
NARATIL, THOMAS CHRISTOPHERMANAGER1192911
POWELL, DONNA LYNNCHIEF COMPLIANCE OFFICER2457781
WENDT, BRADLEY WESTINPRESIDENT/CHIEF OPERATING OFFICER/MANAGER1148484

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUNIGROUP.COM, LLC

CRD#: 103769

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