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Gary Matthew Fitchjian

CRD# 1350205·Registered 1985 - 2001
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Matthew Fitchjian was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1985 - 2001. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MUNIGROUP.COM, LLC·CRD# 103769
BD
New York, NY
October 25, 2000 - May 8, 2001
TRADEWEB DIRECT LLC·CRD# 103787
BD
Carlsbad, CA
October 20, 2000 - January 12, 2015
PORTSMOUTH FINANCIAL SERVICES·CRD# 13980
BD
San Francisco, CA
October 16, 1998 - November 15, 2000
FIXED INCOME SECURITIES, INC.·CRD# 14279
BD
San Diego, CA
April 16, 1991 - September 11, 1998
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
February 2, 1990 - October 4, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
May 12, 1989 - February 15, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
March 19, 1985 - May 25, 1989

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Current Firm

ML
MUNIGROUP.COM, LLC

MUNIGROUP.COM, LLC

CRD#: 103769 / SEC#: 8-52283
BD
Terminated by SEC on 06/08/2001

Contact Information

Established

Delaware since 10/27/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BONDDESK.COM LLCSHAREHOLDER—
THE GOLDMAN SACHS GROUP, INC.SHAREHOLDER—
PAINEWEBBER CAPITAL, INC.SHAREHOLDER—
SUSQUEHANNA PARTNERS, GPSHAREHOLDER—
THE BEAR STEARNS COMPANIESSHAREHOLDER—
ALMOND, CHARLES MITCHELMANAGER2590194
AMATO, CHRISTINE MICHELLEPRINCIPAL1048739
BUCHALTER, LAWRENCE ROBERTMANAGER1163981
MILLNER, STEVEN CAREYFINANCIAL AND OPERATIONS PRINCIPAL2462209
NARATIL, THOMAS CHRISTOPHERMANAGER1192911
POWELL, DONNA LYNNCHIEF COMPLIANCE OFFICER2457781
WENDT, BRADLEY WESTINPRESIDENT/CHIEF OPERATING OFFICER/MANAGER1148484

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2005About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1991About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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