Sonja L. Bowes Walters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonja Lee Bowes Walters, who also goes by Sonia Lee Bowes, Sonia Lee Bowes-walter, Sonia Lee Bowes-webb, Sonia Lee Boweswebb, was a registered financial professional .
Sonja is a previously registered financial professional and started their career in finance in 1990. Sonja had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2012 - September 4, 2013
SCF SECURITIES, INC.
April 22, 2002 - December 31, 2010
VERITRUST FINANCIAL, LLC
July 27, 1999 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
December 16, 1998 - March 24, 1999
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 1998 - March 24, 1999
MSI FINANCIAL SERVICES, INC.
August 2, 1996 - December 23, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
November 21, 1990 - February 28, 1995
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
