Robert H. Byars
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harrison Byars, who also goes by Bob Byars, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 1993 - December 31, 1993
SECURITIES AMERICA, INC.
August 12, 1993 - August 26, 1993
DICKINSON & CO.
November 5, 1992 - March 24, 1993
HEIDTKE & COMPANY, INC.
February 28, 1992 - July 14, 1992
H. L. CAMP & COMPANY, INC.
September 5, 1991 - November 12, 1991
H. L. CAMP & COMPANY, INC.
February 3, 1989 - November 1, 1989
THE STUART-JAMES COMPANY, INCORPORATED
October 3, 1988 - January 28, 1989
POWER SECURITIES CORPORATION
May 16, 1988 - August 15, 1988
POWER SECURITIES CORPORATION
March 28, 1988 - May 13, 1988
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 20, 1988 - February 8, 1988
HAMPTON SECURITIES, INC.
December 23, 1987 - March 26, 1988
DILLON SECURITIES, INC.
September 23, 1987 - December 2, 1987
PROVIDENCE SECURITIES, INC.
July 13, 1987 - October 6, 1987
BROWNSTONE-SMITH SECURITIES CORP.
June 30, 1987 - July 18, 1987
THE INVESTMENT CENTER, INC.
March 11, 1987 - May 1, 1987
THE STUART-JAMES COMPANY, INCORPORATED
January 29, 1987 - February 25, 1987
J. W. GANT & ASSOCIATES, INC.
November 11, 1986 - January 14, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 3, 1986 - October 10, 1986
THE STUART-JAMES COMPANY, INCORPORATED
December 23, 1985 - September 9, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
